by Jeff Pederson | Nov 9, 2018 | Uncategorized
Investors of Douglas Simanski should call 303-300-5022 for a free and confidential consultation with a private attorney. Federal regulators allege that Douglas Simanski raised more than $3.9 million from approximately 27 of his brokerage customers and investment...
by Jeff Pederson | Oct 6, 2016 | Uncategorized
Investors Capital Corp., a Cetera subsidiary, agreed to pay $1.1 million to settle Finra charges that it recommended unsuitable short-term trades in complex products to clients including steepener notes. Trident has agreed to pay a $50,000 fine. For more information,...
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