Securities Fraud and Mismanagement

Attorney and Counselor at Law

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Did the actions/inactions of my broker fall below the required standard of care?

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Sioux Falls

Losses at LPL Financial

LPL is the focus of regulatory actions. In April 2025, LPL’s clients suffered a trading outage during an active trading session.  For hours, customers could not access accounts during steep market drops. The lack of access on the part of LPL’s...