Securities Fraud and Mismanagement

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Sioux Falls

Losses with Matthew David Niederbaumer

by | Feb 16, 2017 | Uncategorized

Please call if you suffered losses with Matthew David Niederbaumer of Huron, South Dakota and employed by Thrivent Investment Management. Mr. Niederbaumer submitted an AWC, a settlement agreement where a securities broker neither admits but cannot deny fault, in which...

Losses at LPL Financial

by | May 6, 2015 | Uncategorized

If you have lost money with LPL you may be entitled to recovery of some or all of your losses.  Please call 1-866-817-0201 toll-free to speak to a lawyer for more information. In May 2016, LPL broker Brian David Smit of Sioux Falls, South Dakota was barred from the...