Securities Fraud and Mismanagement

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Smith Barney

The Fraud of Michael Barry Carter

by | Jul 21, 2020 | Uncategorized

If you were a client of Morgan Stanley broker Michael Barry Carter, better known as Mike Carter, please call 303-300-5022 for a free and confidential consultation to determine whether you have been a victim of fraud. The Securities and Exchange Commission on Monday,...

Diones LaCerte Investment Fraud Investigation

by | Aug 31, 2017 | Uncategorized

We are currently investigating the actions of Colorado Springs broker Elaine Diones LaCerte.  Ms. LaCerte was most recently a financial advisor for Morgan Stanley.  If you information or would like to discuss a potential claim that you have concerning Ms. LaCerte,...