Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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Stifel

Stephen Hurtuk investors

by | Sep 5, 2018 | Uncategorized

Please call 303-300-5022 if you were an investor of Stephen Hurtuk.  Mr. Hurtuk has recently surrendered his license instead of attempting to defend claims that he inappropriately recommended unsuitable investments to a significant number of his investors.  Hurtuk was...

Investigation of Harold Stephen Pomeranz

by | May 18, 2017 | Uncategorized

Harold Stephen Pomeranz of Stifel Nicolaus of New York entered into a regulatory settlement with FINRA regulators to settle charges against him.  Though Pomeranz neither admitted or denied fault, FINRA asserted the following factual findings and assessed a deferred...