Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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Stockbroker fraud

KBS REIT III Loss

On December 25, 2023, KBS REIT III trustees cautioned that the REIT could experience sweeping defaults in 2024. We have represented REIT and other investors for over 20 years. Call to learn your options in recovering REIT loss. The ominous warning, released on a...

Ron Filoramo

Ron Filoramo is a financial advisor for Morgan Stanley. Filoramo is alleged to have converted the funds of his investors. Please contact us if you are an investor of Mr. Filoramo. Investment firms are required to have supervisory systems. Adequate supervision would...

Paul Koch of RBC

Paul Koch is currently barred from the securities industry. He previously served as a financial adviser (broker) for RBC and UBS. His office and many of his victims were in the Twin Cities area. In an action filed by a former investor of Koch’s, the investor...

Stifel Nicolaus Fined

We are currently investigating claims of seniors concerning the investment recommendations of Stifel Nicolaus. Please contact us if you have questions concerning your losses. On March 25, 2024, the Financial Industry Regulatory Authority (FINRA) fined Stifel $3...

Attention James T. Booth Investors

If you were an investor of James T. Booth previously of LPL and Invest Financial, please call 303-300-5022.  Initial consultations are free and confidential. The Department of Justice (DOJ) announced an Indictment charging Booth with securities fraud, wire fraud, and...