by Jeff Pederson | Dec 24, 2025 | Colorado Securities Act, Federal Securities Laws, SEC Allegations
Matthew Melton calls his investment algorithm groundbreaking but authorities call it a Ponzi. The Department of Justice extradited Matthew Melton from the United Kingdom on December 23, 2025. Authorities accuse Melton, of Boulder, Colorado, of wire fraud in connection...
by Jeff Pederson | Dec 21, 2025 | Alt investment, Colorado Securities Act, FINRA Allegations
If you were an investor of Keith Michael D’Agostino there is a good chance you were the victim of fraud. If you were a victim of Keith Michael D’Agostino, also known by the last name “Dagostino,” please contact us for a free initial...
by Jeff Pederson | Nov 26, 2025 | FINRA Allegations
James Holmes settles regulatory allegations of churning, document manipulation and unsuitable securities recommendations. James Holmes settled allegations of FINRA, the Financial Industry Regulatory Authority, that he brazenly falsified documents to allow him to churn...
by Jeff Pederson | Sep 25, 2025 | SEC Allegations
The SEC charges Ian Bell with securities fraud and misappropriation. On December 10, 2024, the Securities and Exchange Commission charged Denver resident Ian Bell with securities fraud for lying to investors and misappropriating their funds in connection with a...
by Jeff Pederson | Sep 7, 2025 | Alt investment
Blue Owl investments can be scary for a retirement portfolio. Blue Owl investments are private credit investments that pose a threat to investors saving for retirement. The commissions for the sale of this investment are large. This leads some advisors to assert that...
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