by Jeff Pederson | Mar 23, 2026 | Fraud
Avinesh Shankar signed 64 customer names without the customers’ permission on 115 annuity applications. Between November 2022 and January 2024, Avinesh Shankar signed 64 customer names without the customers’ permission on 115 annuity applications. This is...
by Jeff Pederson | Feb 16, 2026 | Fraud, SEC Allegations
Wells Fargo may be responsible for the thefts of Kenneth Welsh. Wells Fargo may be responsible as the SEC accuses Kenneth Welsh of stealing more than $3 million from his Wells Fargo clients. The SEC barred Kenneth A. Welsh, 44, from the financial services industry on...
by Jeff Pederson | Dec 24, 2025 | Colorado Securities Act, Federal Securities Laws, SEC Allegations
Matthew Melton calls his investment algorithm groundbreaking but authorities call it a Ponzi. The Department of Justice extradited Matthew Melton from the United Kingdom on December 23, 2025. Authorities accuse Melton, of Boulder, Colorado, of wire fraud in connection...
by Jeff Pederson | Dec 21, 2025 | Alt investment, Colorado Securities Act, FINRA Allegations
If you were an investor of Keith Michael D’Agostino there is a good chance you were the victim of fraud. If you were a victim of Keith Michael D’Agostino, also known by the last name “Dagostino,” please contact us for a free initial...
by Jeff Pederson | Nov 26, 2025 | FINRA Allegations
James Holmes settles regulatory allegations of churning, document manipulation and unsuitable securities recommendations. James Holmes settled allegations of FINRA, the Financial Industry Regulatory Authority, that he brazenly falsified documents to allow him to churn...
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