by Jeff Pederson | Jul 3, 2019 | Uncategorized
The SEC charged Kerry Lee Hoffman, former LPL advisor from Chicago, with securities fraud. If you invested with Hoffman call 303-300-5022 to discuss your rights and potential for recovery. The fraud concerned sales of GT Media in which he partnered with childhood...
by Jeff Pederson | Jun 12, 2019 | Uncategorized
Nina S. Jesse, formerly of National Capital Corp. and Cetera Advisors, has been sued over 20 times for her improper recommendation of unsuitable investments. Her former employers are responsible for failing to supervise Jessee. Please call 303-300-5022 for a free...
by Jeff Pederson | Dec 11, 2018 | Uncategorized
If you were a victim of Steven Pagartanis please call 303-300-5022. The Law Offices of Jeffrey Pederson, PC is a firm that specializes in suits concerning securities brokers. Pagartanis, the former Lombard and Cadaret broker from Long Island, N.Y., pleaded guilty...
by Jeff Pederson | Oct 31, 2018 | Uncategorized
If you were an investor of Sean Kelly, previously of Center Street Securities, Capital Financial Services, and Lion’s Share Financial, please call 303-300-5022. We are currently investigating his theft of investor funds. Kelly, a Georgia stock broker, is facing...
by Jeff Pederson | Oct 25, 2018 | Uncategorized
The Financial Industry Regulatory Authority (“FINRA”) barred John Scott Simoncic from the securities industry. Mr. Simoncic had most recently been a broker for Financial West Group. Please call 303-300-5022 for a free consultation if you were an investor...
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