Securities Fraud and Mismanagement

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Dougherty & Company Investment Losses

  The Financial Industry Regulatory Authority (FINRA) announced in January 2017 that it resolved a regulatory action against Dougherty & Company LLC, headquartered in Minneapolis, Minnesota.  We believe that this action exposed supervisory problems within...

UBS Investor Loss Recovery

If you are an investor with UBS suffering losses in investments with UBS, and were a conservative investor, you may be entitled to a recovery.  Please call 1-844-253-5858 for a free consultation. As reported by Rueters, UBS Group AG has agreed to pay more than $15...