by Jeff Pederson | Jan 18, 2017 | Uncategorized
The Financial Industry Regulatory Authority (FINRA) announced in January 2017 that it resolved a regulatory action against Dougherty & Company LLC, headquartered in Minneapolis, Minnesota. We believe that this action exposed supervisory problems within...
by Jeff Pederson | Nov 2, 2016 | Uncategorized
If you have suffered losses in variable annuities sold to you by Voya or Cetera subsidiaries such as Cetera Advisors, Cetera Financial Specialists, First Allied, Kestra Investment Services, FTB Advisors, Summit Brokerage and VSR, or if you were sold a variable annuity...
by Jeff Pederson | Sep 29, 2016 | Uncategorized
If you are an investor with UBS suffering losses in investments with UBS, and were a conservative investor, you may be entitled to a recovery. Please call 1-844-253-5858 for a free consultation. As reported by Rueters, UBS Group AG has agreed to pay more than $15...
Recent Comments