Securities Fraud and Mismanagement

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Texas Fraud

Eric Carl Willer

by | Dec 6, 2021 | Uncategorized

If you invested with Eric Carl Willer of Fusion Analytics, please call 303-300-5022. From January 2017 to December 2018, Willer recommended that 13 potential investors purchase bonds in two private offerings without having a reasonable basis to believe that the bonds...

NEXT Financial Excessive Trading

by | Sep 16, 2021 | Uncategorized

On July 13, 2021, NEXT Financial entered into a regulatory settlement for excessive trading.   In the settlement,  the regulator censured, fined $750,000 and required NEXT to certify that it has implemented supervisory systems and procedures reasonably designed to...