Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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UBS

UBS Yield Enhancement (YES) Losses

If you sustained significant losses or were a conservative or moderate investor recommended the UBS Yield Enhancement System (YES), please call 303-300-5022 for a free and confidential consultation. UBS brokers marketed the Yield Enhancement Strategy, or YES, to...

Attention Investors of Richard Niemann, UBS

Investors of Richard Niemann, a securities broker with UBS in Sugar Land, Texas, may have recourse for unauthorized transactions in their accounts.  Please call 303-300-5022 to speak to an attorney. From June 2010 through November 2017, while registered through UBS,...

DAVID FAGENSON LOSS RECOVERY

Call 303-300-5022 to learn about potential loss recovery for investors of David Fagenson.  Mr. Fagenson was previously with Newbridge, Merrill Lynch and UBS Financial.  Initial consultations are free and most representations are done on a contingency basis. FINRA, the...

UBS Investor Loss Recovery

If you are an investor with UBS suffering losses in investments with UBS, and were a conservative investor, you may be entitled to a recovery.  Please call 1-844-253-5858 for a free consultation. As reported by Rueters, UBS Group AG has agreed to pay more than $15...

UBS Willow Fund Losses

Please Call 1-844-253-5858 for a free consultation is you suffered losses in the UBS Willow Fund. Two UBS subsidiaries agreed Monday, October 19, 2015, to pay $17.5 million to the Securities and Exchange Commission for failing to disclose that the UBS Willow Fund, a...