by Jeff Pederson | Oct 6, 2016 | Uncategorized
Investors Capital Corp., a Cetera subsidiary, agreed to pay $1.1 million to settle Finra charges that it recommended unsuitable short-term trades in complex products to clients including steepener notes. Trident has agreed to pay a $50,000 fine. For more information,...
by Jeff Pederson | May 28, 2015 | Uncategorized
Jeffrey Pederson, P.C. helps investors determine if they have a right to recover investment losses in oil, gas or other investments. Please call 1-866-817-0201 toll-free for a free and confidential consultation. While brokers will unlikely blame the 2020 decline in...
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