Securities Fraud and Mismanagement

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unauthorized trading

Attention Investors of Michael Oromaner

If you have suffered losses investing with Michael  “Mike” Oromaner please call 1-866-817-0201 to speak to an attorney about your rights.  Oromaner has a long history of suits and regulatory actions concerning the unauthorized trading in the accounts of...

Investment Fraud of Marlon Cole, Legend

We are investigating the potential investment fraud actions of Marlon Cole of Legend Securities.  Please call 1-866-817-0201 for a free and confidential consultation with a private attorney specializing in the representation of investors. Mr. Marlon Cole has also...

Dougherty & Company Investment Losses

  The Financial Industry Regulatory Authority (FINRA) announced in January 2017 that it resolved a regulatory action against Dougherty & Company LLC, headquartered in Minneapolis, Minnesota.  We believe that this action exposed supervisory problems within...