by Jeff Pederson | Nov 30, 2017 | Uncategorized
If you have suffered losses investing with Michael “Mike” Oromaner please call 1-866-817-0201 to speak to an attorney about your rights. Oromaner has a long history of suits and regulatory actions concerning the unauthorized trading in the accounts of...
by Jeff Pederson | Oct 12, 2017 | Uncategorized
We are investigating the potential investment fraud actions of Marlon Cole of Legend Securities. Please call 1-866-817-0201 for a free and confidential consultation with a private attorney specializing in the representation of investors. Mr. Marlon Cole has also...
by Jeff Pederson | Jun 22, 2017 | Uncategorized
Jeffrey Pederson PC assists investors in recovering losses such as those incurred as the result of the misdeeds of brokers, such as the alleged misdeeds of Larry Charles Wolfe. Currently with Stoever, Glass & Co., Wolfe was previously with Aegis Capital Corp.,...
by Jeff Pederson | May 18, 2017 | Uncategorized
FINRA barred former K.C. Ward Financial registered representative Craig David Dima for making unauthorized and unsuitable trades totaling approximately $15 million in a 73-year-old retiree’s account, and for misrepresenting the reasons for the trades to the customer....
by Jeff Pederson | May 8, 2017 | Uncategorized
Pederson, PC is investigating the actions of V. Cullen Kempson III currently of American Portfolios and previously of Commonwealth Financial Network. Kempson has previously settled charges of unauthorized trading in the account of a deceased investor and is...
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