Securities Fraud and Mismanagement

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Unsuitable Investment

Direxion ETF Loss

If you have suffered losses in Direxion ETFs, please call 303-300-5022 to discuss the potential for loss recovery. After days of volatility, Direxion stated that it was closing the following funds “due to their inability to attract investor assets”:...

Annuity Losses with Roger Zullo

If you suffered investment losses or stuck in a variable annuity, or other investment losses, as a result of Roger Zullo, formerly of LPL Financial, please call 1-866-817-0201. On April 4, 2017, Zullo entered a Consent Order, a settlement, with the Massachusetts...

Glenn Robert King investment losses

Over the course of his career, New Jersey broker Glenn Robert King, most recently of Royal Alliance and Buckman, Buckman and Reid,  has been accused many times of inappropriate action leading to investment loss of his investors.  His record discloses 25 disclosure...