Securities Fraud and Mismanagement

Attorney and Counselor at Law

303-300-5022 / 844-253-5858 Toll Free

Did the actions/inactions of my broker fall below the required standard of care?

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unsuitable securities

Edward Turley of J.P. Morgan

J.P. Morgan employed Edward Turley as its representative between 2009 and 2021. Approximately a dozen cases have been filed against Turley and J.P. Morgan for Turley’s inappropriate sales practices in the sale of securities. These allegations led J.P. Morgan and...

Paul Koch of RBC

Paul Koch is currently barred from the securities industry. He previously served as a financial adviser (broker) for RBC and UBS. His office and many of his victims were in the Twin Cities area. In an action filed by a former investor of Koch’s, the investor...

Recovery of FIP Loss

Investors suffering FIP, future income payments, loss may be entitled to recovery including losses from the scheme of Scott Kohn. We are a firm focused on obtaining recovery for investors, such as those sustaining loss from FIP investments. FINRA, the Financial...

Investigation into Everbridge Losses

In December 2021, Everbridge (EVBG) lost approximately half of its value. This highly speculative investment is only for investors willing to take the highest level of risk. If you are not such an investor, and recommended this investment by your advisor, please call...

Churning at Fist Standard Financial

If you are or were an investor with First Standard Financial and believe First Standard churned your account, please call 303-300-5022.  Initial consultations are free and confidential. A supervisor with First Standard Financial has recently been suspended for two...