Securities Fraud and Mismanagement

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unsuitable securities

Crypto ETF Loss Recovery

Crypto ETF losses may be recoverable for certain investors. Crypto ETF losses impacted many investors. However, many of these investors should have never been recommended such investments. Investments based on crypto is unsuitable for investors approaching or in...

Sutter Securities Losses

Regulators accuse Sutter Securities of fraud targeting elderly investors. Regulators charge systemic fraud at Sutter Securities. The Financial Industry Regulatory Agency (FINRA) filed suit against Sutter for such violations on January 20, 2026. Between March 2020 and...

Brent Seaman Ponzi Scheme

The DOJ says Brent Seaman ran a Ponzi scheme costing investors tens of millions of dollars. Brent Seaman faces accusations from federal officials for orchestrating a Ponzi scheme. The indictment reveals that from at least June 2019 to November 2022, Seaman, a resident...