by Jeff Pederson | Jan 12, 2026 | Alt investment
Conservative and moderate investors may be able to recover Blue Owl losses. Investors looking to recover Blue Owl losses have recourse. Many Blue Owl funds will lose significant value and could become essentially worthless when the Company ceases redemptions. Private...
by Jeff Pederson | Dec 21, 2025 | Alt investment, Colorado Securities Act, FINRA Allegations
If you were an investor of Keith Michael D’Agostino there is a good chance you were the victim of fraud. If you were a victim of Keith Michael D’Agostino, also known by the last name “Dagostino,” please contact us for a free initial...
by Jeff Pederson | Dec 18, 2025 | Federal Securities Laws, FINRA Allegations, State securities laws
Spartan Capital churning cost investors who trusted the firm. Victims of Spartan Capital churning should seek legal representation. Churning is an action where a broker recommends trades, often frequent trades, that serve the broker’s interest over the...
by Jeff Pederson | Dec 11, 2025 | FINRA Allegations, SEC Allegations
Kyle Ray Critcher is alleged to have misrepresented bonds as being FDIC insured. Kyle Ray Critcher is accused of misrepresenting bonds as being FDIC-insured. First registered in 2021, Critcher is a former broker LPL Financial. Regulators allege that in July 2024,...
by Jeff Pederson | Dec 10, 2025 | FINRA Allegations, SEC Allegations
Advisors using AI must comply with regulatory requirements for investor protection. Advisors using AI must comply with regulatory obligations to protect their investors. Investors have recourse when advisors use artificial intelligence in a manner that put their...
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