Securities Fraud and Mismanagement

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Wisconsin

Stanley Pophal Ponzi Scam

by | Jun 18, 2025 | Uncategorized

Stanley Pophel is alleged to have destroyed the savings of many. On June 17, 2025, the U.S. Attorney announced a criminal complaint charging Stanley Pophal, 63, of Wausau, Wisconsin, with wire fraud and money laundering. Pophal was arrested Saturday and made his...

Dougherty & Company Investment Losses

by | Jan 18, 2017 | Uncategorized

The Financial Industry Regulatory Authority (FINRA) announced in January 2017 that it resolved a regulatory action against Dougherty & Company LLC, headquartered in Minneapolis, Minnesota.  We believe that this action exposed supervisory problems within Dougherty...